MARKING THE HEADLINES

We welcome the idea of a fee-based advisory approach

Livemint, Apr 22, 2016

Sanctum Wealth Management’s Shiv Gupta speaks about the new venture, being out of the banking umbrella and industry trends. When Royal Bank of Scotland Group Plc decided to pull back from foreign markets and focus on its UK business, it meant an imminent change of ownership for its Indian franchise, including private banking. The business,…

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Sanctum Wealth Management Commences Operations

Mumbai, Apr 20, 2016

RBS and Sanctum Wealth Management Announce Closing of Deal Royal Bank of Scotland (RBS) and Sanctum Wealth Management (Sanctum) today announced the closing of the deal, signed on 24 September, 2015, to transfer RBS’ Private Banking business to Sanctum, thus marking the launch of Sanctum Wealth Management in India. Sanctum has acquired all the necessary…

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Ex-Coutts Boss Rory Tapner Resurfaces as Chairman of New Wealth Manager

The Wealth Net, Mar 2, 2016

Rory Tapner, the head of Coutts until February last year, has become chairman of Sanctum Wealth Management in India, a firm formed from the buyout of the private banking business of RBS in the country. The company has been founded by Shiv Gupta after the agreed MBO of the business which he had headed under…

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Sanctum Wealth Management Reveals Board

Hubbis, Feb 29, 2016

Sanctum Wealth Management in India has announced the constitution of its board of directors. They include Rory Tapner, former chief executive officer of Coutts Group; Jayesh Parekh, managing partner of Jungle Ventures; Shagun Kapur Gogia, founder and managing director of Tuscan Ventures; Nitin Nath, co-founder at Mount Nathan Advisors; and Shiv Gupta, the firm’s founder….

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Sanctum Wealth Private Limited

AMFI-registered Mutual Fund Distributor (ARN 105768) Validity: 08/10/2024 to 07/10/2027)
Registered StockBroker with SEBI (SEBI Regd. INZ000011338) Member of NSE for Capital Markets and F&O segments and BSE Cash Segment
Registered Depository Participant with SEBI (NSDL DP-ID IN303956)
Registered Portfolio Manager with SEBI (SEBI Regd. INP000005067)
Registered Research Analyst with SEBI (SEBI Regd. INH000003051)

Registered Office: 1401,Tower 2, 14th floor, One International Center, Senapati Bapat Marg, Elphinstone Road, Mumbai 400013 Contact number: +91 22 61779500 | CIN: U74140MH2015PTC264932

Investor Complaint Handling
For any grievance or dispute please contact us at the above address and phone number or send us an email to. grievance@sanctumwealth.com.
In case of escalation, please reach out to the Compliance Officer at Email: compliance@sanctumwealth.com; Contact: +91 22 61779562 or the CEO at Email: ceo@sanctumwealth.com; Contact: +91 22 61779561

Portfolio Management Services and Research Services: : In case of any grievance / complaint, please contact the Compliance Officer or the CEO.

Broking and Demat: Complaint Filing Process

In case you are not satisfied with the response, you may contact the stock exchanges or depository directly: (NSE) Tel: +91 22 26598190 / 1800 2200 58 (Toll free) or Email: atignse@nse.co.in; (BSE) Tel: +91 22 22728517 or Email: is@bseindia.com; (NSDL) Tel.: +91 22 24994200 /
Toll free (Investor Helpline): 1800 1020 990 / 1800 224 430 or Email: relations@nsdl.co.in or Click here to submit Complaint / Query online.

If you are not satisfied with the response, you can further lodge your grievances with SEBI at SCORES or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575

SCORES Website link : https://investor.sebi.gov.in | Saa₹thi 2.0 Mobile App: https://www.sanctumwealth.com/saarthi-app-digital

After exhausting the available options for resolution of dispute, if you are still not satisfied with the outcome, you may avail online conciliation and / or online arbitration through Online Dispute Resolution portal (SMART ODR portal) https://smartodr.in/login. SEBI Master Circular for Online Resolution of Disputes (for reference) : Download

Key Managerial Personnel
Shiv Gupta CEO & Designated Director | Email: ceo@sanctumwealth.com | Contact: +91 22 61779561
Nitin Nath Designated Director | Email: nitin.nath@sanctumwealth.com | Contact: +91 22 61779576
Rishabh Kumar Compliance Officer | Email: compliance@sanctumwealth.com | Contact: +91 22 61779562
Tanmay Kejriwal COO | Email: tanmay.kejriwal@sanctumwealth.com | Contact: +91 22 61779575

Investor Awareness

Trading and investments in Securities are subject to market risk, there is no assurance or guarantee of returns.
Please read the PMS Disclosure Document, Risk Disclosure Document and Dos and Don’ts prescribed by the Exchanges and Mutual Fund Offer Documents carefully before investing.

e-Voting: To participate in the process of e-Voting, please click on the following links: https://evoting.nsdl.com or https://www.evotingindia.co or https://eservices.nsdl.com

Dear Investor, As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor. https://www.bseipf.com/investors_education.html
We believe that an educated investor is a protected investor !!!

Attention Investors:

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No need to worry about the refund either, as the money remains in the investor’s account. Prevent Unauthorized Transactions in your demat and broking account −> Update your mobile numbers/email IDs with your stock brokers and depository participants. Receive information of your transactions directly from Exchange & NSDL on your mobile/email at the end of the day..... Issued in the interest of Investors. (Ref Circular No : NSE/INSP/27346, BSE/ 20140822-30, NSDL 2014/94/97 & 2015 / 104). KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Sanctum Wealth Advisors Private Limited

Registered Office: 1401,Tower 2, 14th floor, One International Center, Senapati Bapat Marg, Elphinstone Road, Mumbai 400013 Contact number: +91 22 61779500 | CIN: U74999MH2017PTC302008 |
Real Estate Regulatory Authority License no. (A51900011805)

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